Financial / External / Statutory Audits: Assistance with complete life-cycle of financial audits including monitoring, application, mitigating, automated, manual, preventative and detective controls through the Accounting Life Cycle.

Internal Audits: Assistance with complete life-cycle of including performing risk assessments, engagement planning, preparation of process narratives, process flow charts and identification of key controls, designing sample sizes and designing and executing tests of controls, assessment of internal control weaknesses in light of mitigating controls and reviewing remediation action plans, periodic presentations / status updates to appropriate level of management. 

Assistance to Prepare for Third Party Audits:

• Assistance in preparing for audits by your Customers or Suppliers or Financial Institutions.

Information Technology audits:

• Payroll Time and Attendance Systems and Controls.

• Pharmacy - Automated Refill Center Processes and Systems.

• Beacon (Oncology) module of EPIC’s HealthConnect.

• Electronic Health Records’ management.

• Broker Commission Processes and Systems of Health Plans.

• Customization of Software for Strategic and Tactical requirements.

• IT Policies and Procedures.

• Backup and Disaster Recovery Systems, Processes, Risks and Controls.

• General Computer Controls Reviews over IT areas including:

  • Computer Operations including Data Updates, Backup / Disaster Recovery Planning, Anti-Virus;

  • Security including Application, Operating System, Network and Physical Security;

  • Change Management including Segregation of Duties, prioritization and implementation; 

  • Software Development Life Cycle controls and documentation;

  • Pre-Implementation Reviews; 

  • Post-Implementation Reviews; and

  • Policies and Procedures related to IT Management areas.

Concurrent Audits:

• Preparation of Financial Reports and Data.

• Assistance in preparation for audits by Third Parties such as Lending Bank.

• Review of internal processes and controls for internal use by management.

Sarbanes-Oxley Engagements:

• Complete life-cycle of Sarbanes-Oxley Engagements i.e. risk assessments, engagement planning, preparation of process narratives, process flow charts and identification of key controls, designing sample sizes and designing and executing tests of controls, assessment of internal control weaknesses in light of mitigating controls and reviewing remediation action plans, periodic presentations / status updates to appropriate level of management.

Training / Instructor: Coaching through the life cycle of audits.